Assessments & Scorecards

Self-scoring instruments calibrated against published regulator findings. Each one produces a banded maturity score, a per-category radar, and a remediation roadmap that links every gap to the Wealth Data Set or checklist that closes it.

Banded score

Each instrument produces a numeric score and a calibrated band (Ad Hoc → Optimized) anchored to a published source.

Category radar

Per-category breakdown reveals where evidence is thinnest, not just an aggregate read.

Remediation roadmap

Every gap maps to a specific Wealth Data Set, archetype, or checklist that closes it.

Online + downloadable

Take it online with state saved, or download the XLSX (live formulas) or PDF (printable working copy).

Wealth-Tech Test-Data Maturity Assessment

12 min

Score your team's synthetic-data practice across corpus quality, edge-case coverage, refresh cadence, governance, and audit-readiness. Produces a banded maturity score (Ad Hoc → Optimized) and a remediation roadmap.

5 categories·22 items
Take assessment

Reg BI Audit-Readiness Scorecard

10 min

Score the firm's evidence posture against each Reg BI obligation — Disclosure, Care, Conflict, Compliance — and produce a defensibility index plus the highest-leverage remediations.

4 categories·17 items
Take assessment

Synthetic-Data Fidelity Self-Assessment

8 min

Score a synthetic corpus along arithmetic invariants, demographic plausibility, longitudinal coherence, and scenario coverage. Pairs with the Synthetic-Data Fidelity QA Checklist.

4 categories·16 items
Take assessment

AML Program Data-Coverage Scorecard

10 min

Score the firm's AML program data-signal coverage against the FinCEN typology catalog and produce a typology-by-typology defensibility band.

5 categories·15 items
Take assessment

SOC 2 Type II Readiness Scorecard for Fintechs

12 min

Score the firm against each Common Criteria and applicable Trust Services Criteria. Produces a readiness index and a gap-closure roadmap calibrated for fintech operators.

5 categories·19 items
Take assessment

GLBA Safeguards Rule Compliance Scorecard

10 min

Score the firm against each requirement of the amended FTC Safeguards Rule (16 CFR 314). Produces a finding-by-finding roadmap calibrated against published consent-order patterns.

5 categories·16 items
Take assessment

Robo-Advisor Pre-Launch Defensibility Assessment

10 min

Score against each finding from the SEC's 2021 robo-advisor sweep. Produces a sweep-finding-by-finding readiness score and remediation roadmap.

5 categories·14 items
Take assessment

Wealth-Tech Edge-Case Coverage Score

8 min

A scored audit of edge-case coverage across demographics, accounts, transactions, life events, and tax scenarios. Pairs with the Edge-Case Test-Coverage Audit checklist; produces a quantitative coverage index.

5 categories·21 items
Take assessment

Form ADV Disclosure Completeness Scorecard

8 min

Score the firm's Form ADV (Parts 1A, 2A, 2B, 3) for disclosure completeness, internal consistency, and Marketing Rule alignment. Produces an annual-amendment readiness index.

4 categories·13 items
Take assessment

Cybersecurity Incident-Readiness Scorecard for Fintechs

8 min

Score the firm's posture against SEC Reg S-P (amended 2024), the FTC Safeguards Rule incident requirements, and observed fintech breach patterns. Produces an incident-readiness index and remediation roadmap.

4 categories·12 items
Take assessment