Wizard
Which Compliance Workstream Does This Feature Trigger? — Wizard
Published May 10, 2026
PMs and engineers are usually the first to notice a feature has a compliance angle — and the last to know which workstream applies. This wizard maps feature characteristics to the binding regulator and the checklist set that should be on the spec from day one.
What you walk away with
~1 min · 1 questions · 4 possible outcomes- A specific regulator + workstream identified for the feature.
- A linked checklist + assessment for the workstream.
- A linked dataset that exercises the feature's compliance-relevant edge cases.
Question 1 of ~1
What does the feature primarily touch?
FAQ
What if the feature triggers more than one workstream?
Most do. A robo-advisor recommendation feature triggers Reg BI + GLBA + (often) Form ADV updates. The wizard surfaces the primary trigger; the related-content sidebar links the secondary ones.
Do I need every checklist?
No — start with the workstream the feature triggers most directly, then layer in the others as the feature scope expands. The Wealth-Tech Feature Launch Readiness Checklist is the master roll-up.